FC130 Targeting Investment Fraud

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Delivery Method: Virtual
Location: Online
Duration: 1 Day
Date: 10/18/2023
Time: 9:00 AM – 4:00 PM Eastern

This course provides investigators and prosecutors with the knowledge and tools they need to respond to the growing problem of investment fraud. Topics include what constitutes a security, using the Howey Test to determine if a particular offering is a security, identifying investment fraud schemes, and investigative strategies for working with victims and perpetrators. The course also covers fraud prevention strategies, and students are provided with additional resources for both prevention and investigation.

This course is presented in partnership with the FINRA Investor Education Foundation.

Key concepts covered in this course include:
• Securities basics
• Securities fraud
• Investigative techniques
• Prevention and resources

Closed captioning is always available to students. Live speech-to-text language translations to 100 different languages is also available. Contact support@nw3c.org if you would like this service.

Student Testimonials
“Being new to white collar investigations, this course helped me by providing the foundation of what to look for as key indicators of fraud concerning investor funds and helped identify potential sources of information/evidence in case involving alleged misuse of funds by an oil operator who sold working interest to investors.” -Anonymous

“While working many fraud/identity theft/financial elder abuse cases, I have been able to utilize this training to analyze bank statements and financial records. This training allowed me to recover over $14,000 for an elder abuse victim who was subjected to a lottery scam.” -Fairfield, California

Mandatory 100% Participation
To receive a certificate upon completion of this course, the following must be completed:
• Score of 80% or above on post-test
• Complete all in-class exercises

Cancellation
NW3C may cancel any class for any reason and without notice. NW3C is not responsible for non-refundable travel accommodations lost or rendered moot as a result of a class cancellation.